Consumer Duty

Best Practice | 16 Nov 22

Consumer Duty to force wealth firms to rethink business models

While white paper says the regulation will bring adviser-platform relationship closer

Advisers ‘can’t afford to delay preparations’ for Consumer Duty

Best Practice | 24 Oct 22

Advisers ‘can’t afford to delay preparations’ for Consumer Duty

They are in ‘real danger’ of letting the FCA’s deadline pass them by

Best Practice | 17 Oct 22

Just 22% of firms have plans in place to comply with Consumer Duty

Nearly half admit they will turn to tech to help them with the regulation

Companies | 29 Sep 22

Some advice firms still clueless about Consumer Duty

Yet they have less than a year to comply with the FCA’s rules

Best Practice | 27 Jul 22

FCA Consumer Duty ‘will sort the wheat from the chaff’

Regulator gives firms 12 months to implement rules aimed at improving client outcomes