FCA
Uncategorised | 16 Apr 26
FCA edges towards enforcement action against Hartley Pensions
Hartley, which went into administration in July 2022, is alleged to have provided the FCA with false and misleading information
Latest news | 30 Mar 26
FCA bans former adviser for stealing over £50k from client during Covid
Daniel Leon Williams transferred a client’s money into his own personal account while he acted as their financial adviser
FCA proposes rule tweaks to encourage firms to offer ‘simplified advice’
One of the biggest changes is that the FCA will give firms more flexibility in how often they deliver suitability reviews
Latest news | 16 Mar 26
Government to revamp Financial Ombudsman Service
Changes are in response to concerns the FOS has acted as a quasi-regulator
Financial planning | 9 Mar 26
FCA places restrictions on HDH Investment Services and issues guidance to clients
HDH no longer permitted to carry out any regulated activities