FCA
FCA urges online platforms to step up check on financial ads
They should cross reference data with international regulators, watchdog CEO says
Charles Schwab UK fined £9m for failing to protect client assets
It ‘carried out a regulated activity without permission’ and gave a ‘false statement’, says regulator
FCA admits ‘mistakes’ in mini-bond and collapsed fund scandals
Bondholders will be able to claim compensation from regulator, economic secretary says
Pension introducer granted appeal over refund court ruling
Firm’s lawyer ‘surprised that the FCA chose not to include regulated Sipp providers and IFAs’ in the claim
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Insurance giant names chief executive of UK & Ireland, as wealth firm makes c-suite hire