FCA
Advice trade body calls for FCA fines to contribute to FSCS
Watchdog can ‘make better use’ of powers ‘to prosecute firms for criminal offences than it currently does’
International Sipps latest FCA crackdown target
Regulator sent letter to firms asking for detailed information – especially about offshore bonds
FCA fines IFA firm over ‘unsuitable’ pension transfer advice
It has paid redress of around £2.7m to 41 customers impacted by the switch to Sipps
Unregulated financial adviser with six aliases banned
She was already convicted and disqualified in 2009
FCA makes mass-marketing ban for mini-bonds permanent
UK financial watchdog introduced a temporary measure at the beginning of 2020