FCA
Trio of financial advisers on sex offender register banned
They were all handed custodial sentences for varying charges
British Steel IFA firm enters liquidation
It stopped offering DB transfer advice and suspended its permissions in 2017
FCA writes to 55 firms over misleading financial promotions
No enforcement action has been taken but the UK watchdog has a ‘number of ongoing investigations’
Another blow for property funds on the horizon?
Conflicting rules set to cause headaches for Isa investors
Is the Senior Managers & Certification Regime ‘fit for purpose’?
FOI finds that regulation has sparked just one enforcement action in nearly five years