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FCA

Companies | 3 Aug 20

FCA seeks to resolve property fund ‘liquidity mismatch’

‘Reducing the number of suspensions and preventing unsuitable purchases’

Industry | 30 Jul 20

Investors seek government intervention on mini-bonds

They have started a petition to get the products regulated and victims compensated

SJP questioned over how it addressed FCA requirements

Companies | 30 Jul 20

SJP questioned over how it addressed FCA requirements

Firm creates confusion by using bundled fees to compare its funds to rivals without advice offerings

Best Practice | 29 Jul 20

More than 24 million vulnerable clients in UK, says watchdog

‘Pressure is on for companies, government and charities to tackle’ this growing problem

Companies | 27 Jul 20

Advice firm sees 140% increase in regulatory fees

Industry needs to brace itself because ‘the prospect of any change soon is extremely unlikely’

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.