FCA
UK regulator warns firms over offline clients
But it will show ‘flexibility’ in how it approaches customer communication during outbreak
PEOPLE MOVES: FCA, Willis Towers Watson, ATC Tax
UK regulator looks to Hong Kong for CEO, as advice firm names head of investments
Unauthorised share scheme to refund £3.6m to victims
Following high court order which deemed promotion of the products ‘unlawful’
FCA third-party reviews soar in 2019/20
But retail investment and pension companies received relatively few