FCA
Equity release advice ‘too transactional’, says Sandringham CEO
As UK regulator finds firms don’t always have evidence offering is ‘suitable’ for clients
Temporary mini-bond marketing ban to be made permanent
FCA demanded firms stop advertising to retail clients following growing concerns and failures
German bank fined £37.8m for anti-money laundering failings
UK watchdog said it did not conduct ‘timely periodic due diligence’ on clients of its London branch
FSCS levy costs ‘unacceptable’ but bound to rise
As FCA chairman takes aim at internet giants for ‘absurd’ practices that are driving costs up
Best Practice | 12 Jun 20
What questions should advisers ask their network?
Impact of recent regulations and Brexit are going to change the rules of the game