FCA
UK regulator probes 125 advisory firms on suitability
Focusing on clients receiving advice on income in retirement
Best Practice | 6 Mar 20
Technology is not a one-and-done solution for advisers
And spending millions on due diligence in terms of time and resources is ‘frankly ridiculous’
Around 370 firms exited DB pension space in last two years
FCA chief says that large investigation may have found mis-selling in the market
UK regulator shines positive light on life insurance outsourcing
But some firms with potential non-compliance have been asked to ‘take action’
Mini-bond victim caught in UK regulator data breach
Their personal details were publicly accessible despite not being relevant to the FOI request
