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FCA

Companies | 13 Mar 20

UK regulator probes 125 advisory firms on suitability

Focusing on clients receiving advice on income in retirement

Technology is not a one-and-done solution for advisers

Best Practice | 6 Mar 20

Technology is not a one-and-done solution for advisers

And spending millions on due diligence in terms of time and resources is ‘frankly ridiculous’

Companies | 5 Mar 20

Around 370 firms exited DB pension space in last two years

FCA chief says that large investigation may have found mis-selling in the market

Companies | 4 Mar 20

UK regulator shines positive light on life insurance outsourcing

But some firms with potential non-compliance have been asked to ‘take action’

Companies | 3 Mar 20

Mini-bond victim caught in UK regulator data breach

Their personal details were publicly accessible despite not being relevant to the FOI request

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.