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ANNOUNCEMENT: Read more financial articles on our partner site, click here to read more.

FCA

Industry | 27 Nov 19

‘Appalling’ fraudster hit with confiscation order

Twelve months after he was handed a five-year jail term for scamming £3m from investors

Companies | 26 Nov 19

The value of whistleblowers to the UK financial advice sector

Limited resources mean there is a need for advisers to speak out – but it can be seen as a ‘fruitless exercise’

Industry | 26 Nov 19

UK regulator bans marketing of speculative mini-bonds

As London Capital & Finance victims see move as the FCA ‘admitting we were mis-sold’

Former boss of Chinese insurer Anbang jailed for 18 years

Companies | 25 Nov 19

Ex-Beaufort Securities investment manager pleads guilty

To conspiracy to commit securities fraud and violating Fatca

Investment firm fined £1.9m over ‘closet tracker’ funds

Companies | 20 Nov 19

Investment firm fined £1.9m over ‘closet tracker’ funds

UK regulator said situation revealed ‘serious weaknesses’ in the company’s systems and controls

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.