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FCA

Investment firm fined £1.9m over ‘closet tracker’ funds

Companies | 20 Nov 19

Investment firm fined £1.9m over ‘closet tracker’ funds

UK regulator said situation revealed ‘serious weaknesses’ in the company’s systems and controls

Companies | 20 Nov 19

Gender diversity ‘remarkably unchanged’ since 2005

As UK watchdog finds women make up just around 17% of regulated professionals

Companies | 13 Nov 19

UK watchdog proposes adviser charge for invoices

It is ‘unreasonable for other fee-payers’ to continue to bear rising costs

Industry | 8 Nov 19

Decades of pension savings lost in a flash

As two-thirds of Brits would trust someone offering financial advice out of the blue

Companies | 5 Nov 19

Investment victims to protest against UK regulator

And ask for FCA boss’ resignation over alleged failings

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.