FCA
SJP rejects mis-selling and forgery allegations
A client reported the firm to the Ombudsman over doctored documents
Lack of joined-up thinking risks undermining advice review
UK pension transfers, ombudsman award limits and compensation scheme changes not on the agenda
Are advice firms reporting badly behaved peers to the FCA?
As rising costs often mean ‘good’ firms are hit by the fallout when others go bad
Ponzi scheme ordered to repay investors
Over £15m was raised from 1,000 people who were promised ‘unrealistic returns’
Financial Conduct Authority eyes ban on crypto derivatives
Retail consumers often contacted by Cyprus-based firms selling these risky products