FCA
Tax & Regulation | 20 Feb 24
Blackburn man pleads guilty in £19m investment fraud case
Plea entered at Southwark Crown Court
Morningstar: There’s no finish line in sight for Consumer Duty
The race for Consumer Duty has only just begun, writes Morningstar’s Steve Owen
Tax & Regulation | 15 Feb 24
FCA asks advice firms to provide Consumer Duty update
20 of the largest firms contacted regarding ongoing fees
All I want for Easter is the findings of the FCA’s thematic review
BNY Mellon’s Richard Parkin sets out his wishes for some clear guidance from the regulator
Latest news | 13 Feb 24
FCA bans and fines former London Capital & Finance man over minibonds
Floris Jakobus Huisamen told to hand over £31,800