FCA
UK firm fails relating to SIPPs
As it waits for its authorisation by the FCA to be cancelled
FCA releases Sustainability Disclosure Requirements
Long-awaited SDR includes changes such as a fourth fund label, and less prescriptive stewardship and disclosure rules
Polluter pays framework ‘counterproductive’- Industry reacts to FCA proposals
As personal investment firms will be expected to set aside capital to cover compensation costs
Advice firms launch organisation to tackle sustainability issues
With mental health in the workplace being chosen as initial engagement focus
FCA bans two advisers for poor BSPS advice
Resulting in £9,769,550 of pension funds being transferred to riskier defined contribution schemes.