FCA
Three firms declared in default
With claims being made in relation to investment advice and life insurance
Liverpool-based wealth manager enters special administration
Firm’s directors apply for court order
FCA censures firm over mini-bond scheme
11,000 investors lost over £237m between 2014 and 2019
FCA revokes Irish adviser’s temporary permissions
Business can no longer undertake regulated activity in UK
FCA bans adviser for failures in advice given to BSPS members
With the FSCS paying out over £8.4m in compensation to customers