FCA

Companies | 3 Dec 15

Hilbert Investment Solutions, a specialist structured products firm, has gained approval from the Financial Conduct Authority (FCA) to operate in the UK.

United Kingdom | 1 Dec 15

Some UK financial adviser firms are delegating the entire regulated activity of providing advice to unregulated third parties, according to the Financial Conduct Authority (FCA).

Products | 1 Dec 15

Tilney Bestinvest plans to launch a range of smart beta, multi-asset funds in 2016.

Companies | 26 Nov 15

The Financial Conduct Authority (FCA) has fined Barclays Bank a record amount for failing to minimise the risk that it may be used to facilitate financial crime.

Tax & Regulation | 25 Nov 15

The UK Court of Appeal has upheld a landmark sentence of 10 years’ imprisonment imposed on former independent financial adviser Phillip Boakes following his conviction on charges brought by the Financial Conduct Authority (FCA).