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FCA

One-in-10 advisers planning to quit due to Consumer Duty

Companies | 12 Sep 23

One-in-10 advisers planning to quit due to Consumer Duty

More than a third say regulations are harming their mental health

Companies | 12 Sep 23

UK-based IFA firm enters compulsory liquidation

Lifeboat scheme said it is is open to customer claims against the company

UK wealth manager buys London-based IFA firm

Companies | 6 Sep 23

UK wealth manager buys London-based IFA firm

Acquired business offers advice predominantly to female high net worth clients

Companies | 5 Sep 23

FCA to review treatment of politically exposed persons

Regulator will ‘take prompt action if any significant deficiencies are identified in the arrangements of any firm assessed’

Companies | 4 Sep 23

Financial advice company fails

With the FSCS receiving claims relating to the British Steel Pension Scheme

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.