FCA
United Kingdom | 30 Oct 13
uk outlines plans to up competitiveness against
The UK’s Financial Conduct Authority has outlined plans to speed up fund authorisations with measures to help the UK increase its competitiveness against offshore financial centres.
United Kingdom | 28 Oct 13
data on uk regulated firms lost by regulator
Data on UK-regulated firms has gone missing because Financial Conduct Authority staff have been victims of crime, the regulator has revealed.
United Kingdom | 16 Oct 13
big banks top FCA complaints list after
Barclays Bank has topped the Financial Conduct Authority’s list of most complained about firms, with Lloyds, Bank of Scotland and Santander UK following closely behind.
United Kingdom | 16 Oct 13
fca unveils name and shame action plans
The City regulator has revealed it will publish the details of ongoing investigations, following on from its vow earlier this year to get tough on errant firms.
United Kingdom | 18 Sep 13
two firms face enforcement action as
Two firms in the UK are facing enforcement action and a number of others have been asked to amend practices after a Financial Conduct Authority review found evidence of life insurance and advisory firms “undermining the objectives of the RDR”.