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FCA

Quilter rolls out client communications guide for advisers

Companies | 17 Aug 23

Quilter rolls out client communications guide for advisers

Consumer Duty is clear about how providers should be supporting customers in their decision-making process

A red inked rubber stamp with the word Fail

Companies | 14 Aug 23

UK-based financial advice firm fails

Lifeboat scheme has received five claims related to pension transfers and Sipps

Word Fail written with red marker on answer sheet, flat lay.

Companies | 10 Aug 23

UK IFA firm fails

With the FSCS receiving claims in regard to the British Steel Pension Scheme

Companies | 4 Aug 23

Retail investment advice revenues increase by 3%

As firms pay £166m in professional indemnity premiums

Companies | 3 Aug 23

FCA halts plans for simplified advice following ‘limited’ industry support

As regulator pushes on with review into advice/guidance boundary

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.