FCA
Financial planning | 9 Mar 26
FCA places restrictions on HDH Investment Services and issues guidance to clients
HDH no longer permitted to carry out any regulated activities
Latest news | 3 Mar 26
FCA opens authorisation gateway for targeted support permissions
The regulator has said it wants authorised firms to be ready to offer the new service as soon as the rules take effect
Tribunal upholds FCA ban and fine against fund manager and adviser
The tribunal agreed the FCA should impose penalties of £265,071 on Mr Burdett and £47,600 on Mr Goodchild
FCA signs co-operation agreement with India regulator
The agreement affirms both authorities’ commitment to develop their relationship and share regulatory knowledge
FCA’s Sheldon Mills to lead review on how advanced AI could impact retail markets
The review will take a longer-term look at the implications of AI as it rapidly advances