FCA
IFA banned from providing advice on pension transfers
He has also been forced to pay £106,100
Best Practice | 20 Jun 23
1,300 firms sent survey by FCA on retirement income advice
Regulator hopes that findings provide an indication of how companies are implementing the Consumer Duty
FCA to restrict movement of Odey AM assets
Following several funds suspending trading
10 firms hit with restrictions as FCA continues AR crackdown
Appointed representatives accounted for more than half of the total value of recent claims to the FSCS
FCA cracks down on ‘wild west’ of crypto advertising
But concerns remain over the regulator classifying the asset as a Restricted Mass Market Investment