FCA

3d Vector Wrong Checkmark box, Disapprove or Wrong Choice concept. Eps 10 Vector.

Companies | 26 Jul 23

UK financial watchdog cancels regulatory permissions of digital bank

After the FCA found the firm ‘appeared to have provided investment products or services’ without authorisation to do so

32% of IFAs expect client fees to increase with Consumer Duty

Companies | 24 Jul 23

32% of IFAs expect client fees to increase with Consumer Duty

As one-in-seven still feel unclear about advising clients on good customer outcomes

Regions | 21 Jul 23

Two UK IFA firms fail

With the FSCS receiving claims related to pension advice transfers for both

Companies | 20 Jul 23

Five potential impacts of Consumer Duty

NextWealth predicts what will happen after the FCA’s regulation is implemented

Handcuffs over newspaper with the word fraud

Companies | 19 Jul 23

Man charged with fraud over £1.3m unauthorised investment scheme

He will appear at Southwark Crown Court on 15 August 2023 for a plea and trial preparation hearing