FCA
FCA places regulatory restrictions on IFA firm director
Just weeks after the watchdog admitted its concerns that the company had misappropriated client funds
Three more financial advice firms fail
26 companies have been declared in default by the UK lifeboat scheme since the start of 2023
UK watchdogs launch Senior Managers and Certification Regime review
As Treasury also unveils a call for evidence on the regulation
Financial planning company fails
This is the second Ascot Lloyd-linked firm to be declared in default in as many months
PEOPLE MOVES: FCA, HSBC Global Private Banking, Fairway Group
UK regulator names joint executive directors of enforcement and market oversight
