FCA
UK pension advice company fails
After the firm entered compulsory liquidation in January 2023
73% of advisers not ready for Consumer Duty implementation
As 8% say they haven’t started working on the regulation
Two British Steel advice firms under investigation
Companies are both in liquidation according to the FCA
UK investment advice firm fails
Lifeboat scheme has received 23 claims against the company – mainly related to Sipps
Best Practice | 9 Mar 23
Former PFS CEO sets up financial services professional body
Keith Richards has joined forces with a number of industry veterans to help advice firms implement the Consumer Duty