FCA

Companies | 4 Nov 22

FCA clamps down on over 4,000 financial promotions in 3 months

Regulator warns unauthorised firms and individuals are looking to take advantage of the rising cost of living

FCA building and logo

Companies | 1 Nov 22

FCA prosecutes five over roles in £1.2m investment scheme

Some of the defendants allegedly used victims’ money to fund their lifestyles

FCA unveils sustainable fund labels in greenwashing crackdown

Companies | 25 Oct 22

FCA unveils sustainable fund labels in greenwashing crackdown

SDR consultation proposes fund labelling, disclosure and marketing rules

Advisers ‘can’t afford to delay preparations’ for Consumer Duty

Best Practice | 24 Oct 22

Advisers ‘can’t afford to delay preparations’ for Consumer Duty

They are in ‘real danger’ of letting the FCA’s deadline pass them by

Companies | 18 Oct 22

UK financial advice business fails

Lifeboat scheme has received five claims against the company