FCA
FCA prosecutes five over roles in £1.2m investment scheme
Some of the defendants allegedly used victims’ money to fund their lifestyles
FCA unveils sustainable fund labels in greenwashing crackdown
SDR consultation proposes fund labelling, disclosure and marketing rules
Best Practice | 24 Oct 22
Advisers ‘can’t afford to delay preparations’ for Consumer Duty
They are in ‘real danger’ of letting the FCA’s deadline pass them by
UK financial advice business fails
Lifeboat scheme has received five claims against the company
17 investment firms blocked by FCA due to phoenixing fears
As executive director of enforcement and market oversight steps down after seven years at UK regulator