FCA
British Steel advice firm fails
UK lifeboat service has received 25 claims against the company
Best Practice | 22 Aug 22
101 British Steel advice firms hit by emergency asset retention rules
UK regulator believes companies should be planning for a potential redress scheme
FCA urges victims of jailed adviser to come forward
Ahead of confiscation hearing as they may be awarded compensation
PEOPLE MOVES: FCA, Gam, Nucleus
Regulator hires director of international, as asset manager names CFO
FCA bolsters supervision of appointed representatives
Many principal firms ‘do not adequately oversee’ their activities