FCA
UK regulator places restrictions on IFA firm
Watchdog says the company had taken unauthorised fees from some of its clients
Advice firm under investigation over pension transfers
It failed to pay compensation as ordered by the Financial Ombudsman Service
FCA turns to tech in fight against scams
It allows the regulator to scan 100,000 websites every day
Best Practice | 22 Jun 22
25% of UK advisers unaware of incoming Consumer Duty rules
Platform providers in demand to help deal with the changes
Best Practice | 17 Jun 22
Advice network unveils Consumer Duty hub
It has been designed to ‘deliver support in every area of meeting these requirements’