FCA
UK advisers worried about Consumer Duty rules and guidance
Industry told to ‘seriously start looking’ at processes and ‘consider’ impact of the incoming regulation
Investment research ‘time consuming’ and ‘too complicated, say Brits
But FCA tells consumers to make sure they ‘do their homework’
Investors warned about crypto and NFT risks
FCA reiterates the assets are unregulated and there are ‘no consumer protections’
Five ex-directors banned over unsuitable pension advice
They have also been fined over £1m in total
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Investment boutique names CEO for Europe and UK, while wealth firm hires chief executive as it rebrands