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FCA

Companies | 27 May 21

Mass UK adviser exit fails to materialise

A sharp 60% drop had been expected post-RDR, Keith Richards says

Europe | 26 May 21

Second Cyprus firm stopped from flogging CFDs to UK investors

Regulator ‘identified serious concerns’ such as ‘failing to allow customers to withdraw funds’

Companies | 25 May 21

UK regulator cancels permissions of IFA firm

After it ‘failed’ to comply with two compensation awards and demonstrate it had valid PI cover

Companies | 20 May 21

UK regulator takes adviser to court over defrauding creditors

He is also accused of carrying out regulated activities without authorisation

Companies | 18 May 21

Latest call for input evidence pensions still too complex

Disengaged investors more susceptible to scams and remain in poor performing products

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.