FCA
FCA Woodford decision not ready until end of year
Regulator claims to have made ‘substantial’ progress on investigation
Mass UK adviser exit fails to materialise
A sharp 60% drop had been expected post-RDR, Keith Richards says
Second Cyprus firm stopped from flogging CFDs to UK investors
Regulator ‘identified serious concerns’ such as ‘failing to allow customers to withdraw funds’
UK regulator cancels permissions of IFA firm
After it ‘failed’ to comply with two compensation awards and demonstrate it had valid PI cover
UK regulator takes adviser to court over defrauding creditors
He is also accused of carrying out regulated activities without authorisation