FCA
FCA close to parking investment scam settlement
Over 4,600 investors put £230m in the scheme which promised up to 12% returns
Insurance giant racks up most upheld complaints
Firm topped the list for claims regarding both pension and investment products
Changes to UK Mifid rules on the table
FCA looks to amend SME and FICC research along with best execution reports
FCA secures triple bankruptcy over unauthorised share scheme
They failed to refund £3.6m to their victims
Best Practice | 29 Apr 21
UK set to impose tougher rules for high-risk investments
‘We have already taken action by banning the mass-marketing of speculative mini-bonds’ says FCA