FCA

Companies | 19 Apr 21

One investor defines ‘best outcome we could have hoped for’ as ‘hallelujah moment’

Companies | 15 Apr 21

After he provided investment advice to retail customers when he ‘was not qualified or approved to do so’

Companies | 30 Mar 21

FCA says firms will need to change processes where ‘their approach falls short of the standards’

Industry | 29 Mar 21

He was handed a 22-month prison sentence in 2017, suspended for 18 months

Companies | 26 Mar 21

FCA urges investors to ‘stay clear of unauthorised operators’