Fine

Companies | 12 May 20

But they will contest the prohibition orders and penalties at a tribunal

Companies | 5 May 20

Company was promoting and advising clients on structured notes which was outside its licence

Companies | 23 Apr 20

It provided physical cash to its clients and breached anti-money laundering rules

Companies | 20 Apr 20

Over $139m sent back to investors since start of its self-reporting initiative

Companies | 1 Apr 20

Spokesperson says the advisory firm intends to appeal