Fine

Companies | 5 Jan 23

As the UK regulator looks to take a more ‘proactive and assertive approach’

Companies | 2 Dec 22

It provided unsuitable pension transfer advice to both BSPS and other DB members

Asia | 9 Nov 22

It failed to monitor record keeping and trading activities in discretionary accounts

Industry | 4 Oct 22

She tried to sell digital assets on social media without disclosing she was being paid by the provider

Asia | 20 Sep 22

Over 1,400 clients were charged for financial advice they didn’t receive