Fine
Tax & Regulation | 30 May 14
BNP Paribas facing 10bn fine
BNP Paribas is facing a potential $10bn fine from the US Justice Department to resolve a criminal probe into allegations it evaded US sanctions against Iran, according to a report in the Wall Street Journal.
United Kingdom | 23 May 14
Financial adviser gets four years behind bars
A financial adviser who stole £130,000 in savings from vulnerable pensioners and widows has been jailed for three years.
SFC fines Deutsche Bank
Hong Kongs Securities and Futures Commission (SFC) has reprimanded and fined Deutsche Bank HK$1.6m for regulatory breaches and internal control failings.
Tax & Regulation | 20 May 14
Credit Suisse pleads guilty in US court
Credit Suisse has pleaded guilty to conspiracy to assist US customers in presenting false income tax returns and has paid a settlement to the US Government of $2.8bn.
Tax & Regulation | 2 May 14
Towergate could face fine over FCA investigation
Towergate could be fined by the Financial Conduct Authority (FCA) over the potential mis-selling of two of its products, following discussions with the regulatory body.