Fine

Companies | 17 Feb 22

It has now charged 42 companies for failing to meet client reporting obligations

Companies | 7 Feb 22

He says ‘no accusations of fraud or wrong-doing took place’ and ‘no clients’ lost any money

Asia | 3 Feb 22

Penalty ‘sends a strong message to financial services licensees to properly monitor’ authorised representatives

Companies | 24 Jan 22

He appealed decisions handed down by the regulator in November 2021

Companies | 23 Dec 21

They ‘failed to monitor and manage the financial crime risks associated with its customers’