Fine
Alternatives | 9 Aug 21
British Steel adviser appeals proposed FCA £1.3m fine and ban
The decision notice will only take effect if Upper Tribunal supports the watchdog’s findings
Carrick CEO fined over previous role at deVere South Africa
He has been ordered to pay ZAR 800,000
Hong Kong financial watchdog fines UBS for regulatory breaches
‘Bank failed to act with due skill and care’
Robinhood fined $70m for ‘systemic failures’
Millions of customers received ‘false or misleading information’, the US regulator said
Regulatory fines in Malta skyrocketed in 2020
While supervisory inspections increased by 84% in 12 months