Legal
Seven US states sue regulator over client transparency policy
They argue that retail clients are still exposed to potential harm
Prudential in court over mass tied agent exodus in Singapore
Insurer blames former employee for nearly 250 agents resigning – resulting in a S$2.5bn loss
Rogue Aussie adviser jailed for 10 years
Convicted of stealing nearly A$5m and ‘other dishonesty offences’
Best Practice | 28 Jun 19
Using offshore trusts for high net worth individuals
Cutting through the mystery that often leaves clients feeling confused
Anti-money laundering regulator inundated with reports
With too many ‘low-quality’ submissions undermining enforcement work