Mifid
Profiles & Comment | 28 Aug 15
Plain sailing: Intermediary profile with Blacktower
Now at the helm of Blacktower, John Westwood is steering the wealth management business into new international markets, sailing steadily on-course in a rapidly changing market.
United Kingdom | 19 Aug 15
AES calls for clarity on UK advice firms using EEA passporting
Financial services firm AES International has called for more clarity on advisory firms operating in the UK under European passporting rules.
Tax & Regulation | 11 Aug 15
FCA rules out MiFID II face-to-face client recording requirement
Advisers will not be required to tape face-to-face meetings with clients when the Markets in Financial Directive II (MiFID II) is introduced in January 2017, the Financial Conduct Authority has confirmed.
Blacktower gets go-ahead for MiFID licence
Blacktower Financial Management Group has been given the green light by the Gibraltar Financial Services Commission for a Restricted Category 3 MiFID Licence.
MiFID II: Seven key implications for asset and wealth managers
EY’s seven ways MiFID II will affect asset and wealth managers