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ANNOUNCEMENT: Read more financial articles on our partner site, click here to read more.

Ombudsman

Companies | 14 Jan 19

DeVere & Partners UK to compensate Qrops client

Annual fee of £1,000 prompted ombudsman complaint

Industry | 14 Dec 18

Ombudsman finds Sipp provider accountable for client losses

Three individuals had invested a total of £36,200 in an ethical forestry scheme

Best Practice | 30 Oct 18

Sipp providers must check offshore investments, UK rules

FCA warns Sipp providers to notify regulator of any financial strains due to claims from ruling

PI woes predicted for small adviser firms after FOS award hike

Tax & Regulation | 17 Oct 18

PI woes predicted for small adviser firms after FOS award hike

Pimfa warns that move could act as a barrier to entry for smaller IFAs and widen the advice gap

FCA to hike maximum ombudsman compensation to £350,000

Tax & Regulation | 17 Oct 18

FCA to hike maximum ombudsman compensation to £350,000

Under the current limit, complainants suffer an aggregate financial harm of £113m per year

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.