SEC
Financial adviser charged with $43m fraud in the US
He stole funds that were supposed to be invested in Native American tribal bonds
US regulator tightens rules on adviser transparency
Retail investors will be made fully aware of the costs and choices available to them
American investment adviser charged with fraud
Clients were charged more than $350,000 in excess ‘fees’
Fraudster jailed for 50 years over $1.5bn Ponzi scheme
SEC also files an emergency action charging a New York real estate investor with fraud
Two former directors of US firm arrested for fraud
Company had already been fined $1bn for running a Ponzi scheme