SFC
RBS fined in second regulatory reprimand
The Royal Bank of Scotland (RBS) has been fined and received its second regulatory reprimand in less than one month after it was found guilty of misconduct in Hong Kong.
victoire asia gets regulatory ok to start hk ops
Victoire Asia Investments, a specialist fund management company, has received the permission from the Hong Kong’s Securities and Futures Commission to start its business in the country.
hk government starts consultation for open
The Hong Kong government has begun a three-month consultation for introducing open-ended fund company structures (OFCs).
Hong Kong regulator waives fees
The Hong Kong capital market regulator has waived the annual licensing fees for another two years, and says it sees this move benefitting 39,000 intermediaries.
mng investments receives hk license
M&G Investments, a subsidiary of UK’s Prudential, has received a license from Hong Kong’s capital market regulator to expand its marketing activities to professional investors.