SFC
sfc hits back at top prosecutor calling
Hong Kong’s main financial regulator has hit back at the territory’s top prosecutor who said the SFC should be stripped of its power to prosecute.
hong kongs sfc fines a one over fraud case
Hong Kong’s financial regulator the Securities and Futures Commission has reprimanded investment company A One for failing to prevent a fraudulent transaction of client funds slapping it with a HK$1.2m ($155K, £163K) fine and suspending one of its responsible officers.
number of advisers in hong kong hits
The number of licensed intermediary companies in Hong Kong reached a record high this year, according to figures from the local regulator’s annual review.
hedge fund assets surge in hong kong
Hedge fund assets under management in Hong Kong have increased by more than a third over the past two years, according to a survey released by the HK Securities and Futures Commission.
pacific sun advisors acquitted of issuing ads
Pacific Sun Advisors and its director Andrew Pieter Mantel have been acquitted over four counts of issuing advertisements to promote a collective investment scheme without the authorization of the Securities and Futures Commission (SFC).