SFC

Alternatives | 7 Jun 22

Hong Kong regulator issues warning to investors about NFTs

Firms reminded about licensing rules when marketing the asset as part of a collective investment scheme

Companies | 17 May 22

Pyramid and Ponzi scheme fraudsters ordered to pay victims

They will hand back HK$2.8m

Asia | 1 Apr 22

Martin Gilbert-backed firm forays into Hong Kong

To expand offering to Apac high net worth investors and family offices

Asia | 30 Mar 22

Hong Kong regulator bans ex-BNP Paribas WM employee

After he ‘operated a client account discretionarily without obtaining written authorisation’

Asia | 1 Dec 21

Hong Kong relationship manager banned for 10 years

After ‘misrepresenting’ her academic qualifications to former employers Julius Baer and Bank of Singapore