SFC
SFC bans jailed adviser for life
A jailed Hong Kong IFA has been banned from giving investment advice for life.
China paves way for foreign investors
China is finally paving the way for foreign investors to make direct investments in its stock market
SFC applauds industry’s take-up of investor protection measures
The SFC said measures to strengthen the sale of investment products have been well-received.
Hong Kong regulator helps advisers with new code of conduct
Hong Kongs investment regulator has published a Q&A for advisers on its new product code of conduct
Hong Kong regulator investigates non-exchange traded product sales
Hong Kongs investment regulator is continuing to investigate the product sales of licensed firms