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SFC

Hong Kong regulator approves Goldman Sachs AM funds

Asia | 26 May 20

Hong Kong regulator approves Goldman Sachs AM funds

As its eyes the retail investor market in the special administrative region

Hong Kong regulator issues HK$6.4m fine to asset manager

Industry | 20 May 20

Hong Kong regulator issues HK$6.4m fine to asset manager

Over its control failures in solicitation and recommendation of bonds

Asia | 19 May 20

PEOPLE MOVES: Momentum Pensions, SFC, Close Brothers AM

Retirement solutions provider CEO to step down as rumoured contender for FCA top job stays in Hong Kong

AIA enters Hong Kong’s retail funds arena

Asia | 14 Apr 20

AIA enters Hong Kong’s retail funds arena

Asset management arm set to roll out eight products

Hong Kong regulator restricts asset manager

Asia | 6 Apr 20

Hong Kong regulator restricts asset manager

It had concerns about the firm’s fitness and propriety

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.