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SMCR

Companies | 30 Mar 23

UK watchdogs launch Senior Managers and Certification Regime review

As Treasury also unveils a call for evidence on the regulation

Companies | 29 Mar 22

65% of SMCR investigations still open

Just two cases have resulted in penalties since the regime was introduced in 2016

Companies | 28 Oct 20

Is the Senior Managers & Certification Regime ‘fit for purpose’?

FOI finds that regulation has sparked just one enforcement action in nearly five years

Companies | 15 Jul 20

UK financial services register set for 27 July overhaul

Existing list will cease to be available from 6pm on Friday 24 July 2020

Companies | 1 Jul 20

UK regulator extends SMCR deadline

But watchdog warns firms not to wait until the last minute

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.