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SMCR

Companies | 22 May 20

How will covid-19 affect SMCR compliance?

Many financial services organisations still stuck in the Dark Ages when it comes to people management

Companies | 6 Apr 20

UK regulators eye SMCR coronavirus relief

To give more time to firms struggling with the pandemic

Companies | 21 Jan 20

Persistently poor DB pension transfer advice vexes FCA

As letter to advisers re-emphasises the watchdog’s expectations

Companies | 7 Jan 20

SMCR burden to hit solo-regulated advice firms hardest

As freeze on FCA register updates means they will likely need to self-report their status

Best Practice | 13 May 19

Industry trade body unveils regulation seminars

Free sessions will give investment managers and financial advisers an opportunity to learn anywhere

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.