Adviser software developer creates online community group

In a bid to keep people in the industry collaborating amid issues arising with covid-19

He carried out client transactions without approval and ‘engaged in misleading and deceptive conduct’

He failed to fully understand the underlying products customers were investing in via their Sipp

Asia | news 25 Mar 20

Following ‘massive demand for financial planning, qualifications and ongoing CPD’

Designed to help support ‘the wider financial services community’

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